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BrokerDealer Regulation in a Nutshell Nutshells Thomas Hazen 9781634603393 Books

Tags : Broker-Dealer Regulation in a Nutshell (Nutshells) [Thomas Hazen] on Amazon.com. *FREE* shipping on qualifying offers. This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regulation generally. It gives you an understanding of basic concepts and the underlying regulatory scheme,Thomas Hazen,Broker-Dealer Regulation in a Nutshell (Nutshells),West Academic Publishing,1634603397,Securities,Stockbrokers;Legal status, laws, etc.;United States.,LAW Securities,Law

BrokerDealer Regulation in a Nutshell Nutshells Thomas Hazen 9781634603393 Books Reviews

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